Your organization needs to establish many policies and procedures to function properly. Policies are the rules under which your program operates. They may relate to aspects of participant health and safety that are regulated by licensing requirements or other funder specifications, and they may include things related to your program philosophy (e.g., who is allowed to enroll in your program). Program leaders should speak with law enforcement personnel, attorneys, and district officials (if applicable) to help determine the areas in which policies and procedures are needed.
Operating procedures are policies put into action—how you implement the policies. Establishing a procedure means that program management believes a situation or issue is important enough that staff members should have specific guidelines for dealing with it. Having too many rules can hinder a program’s operation, so it is important to establish a balance between creating procedures that provide a framework for sound practice and giving local leaders, staff members, and participants the flexibility to create relevant guidelines that they can own. The right balance will depend on the individual characteristics of each program and will vary from issue to issue within the program. Use Tool 5: Procedure Checklist to help you determine which policies may need an associated operating procedure and Tool 6: Sample Policies and Procedures Table of Contents to guide the development of your policies-and-procedures manual or handbook.
Having policies and procedures is critical to ensure that you have standards for program management and operations. Luckily, you likely won’t have to start from scratch to create them. In addition to the tools referenced here, we recommend that you investigate whether your state has adopted afterschool and expanded learning quality standards that you can use as a guide to craft or revise your policies and procedures. Also, you should ask other local afterschool and expanded learning programs to share parts of their policy-and-procedure handbook with you. Programs work hard to establish these guidelines and are often happy to share their good work. Just make sure to modify any policy or procedure to fit your context and program.
An example may help clarify the difference between policies and procedures and when they are needed. If your program is based in a school, you may be bound by the policies of the district or union contracts associated with the district. Therefore, you may be required to open your program to all youth, regardless of need, gender, or ethnicity—this is a policy. To ensure you are following through on the policy, you may choose to establish a related procedure for disseminating materials (such as program brochures) to all youth (e.g., giving the materials to all youth during an assembly or putting them in all young people’s backpacks on the same day) to ensure equity.
Transparency is critical to make sure everyone knows and abides by your program’s policies and operating procedures. After you have established your policies and procedures, how will you let your participants, families, staff members, and governing body know about them? Consider creating a policy-and-procedure handbook for staff members and one for families. You can and should give a copy to all staff members, volunteers, and family members or share a copy with all staff members at a staff meeting. You may choose to highlight one policy or procedure at each meeting or review several policies and procedures at once. You also may choose to present the policies and procedures during a family orientation night or post them on a central bulletin board.
Keep in mind that new staff members need training on the operating procedures. It’s also important to keep existing staff members up-to-date on any changes. You can do this through annual staff in-service trainings and during booster sessions throughout the year. Also, be sure to ask select staff members to serve as periodic reviewers and trainers for the procedures to ensure they are relevant and incorporate the staff’s voice.